Business Continuity Plan Client Disclosure

MarshBerry Capital, LLC. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan. 

Contacting Us 

If after a significant business disruption, you cannot contact us as you usually do at our home office number (440) 354-3230, you may alternately reach us via email at or your designated contact’s email. 

Our Business Continuity Plan 

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the Firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our Firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. 

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; and regulatory reporting. 

Varying Disruptions 

Significant business disruptions can vary in scope, such as only our Firm, a single building housing our Firm, the business district where our Firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our Firm or a building housing our Firm, we will transfer our operations to a local site when needed and expect to recover and resume business within one business day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and recover and resume business within five business days. In either situation, we plan to continue in business, and notify you through our customer emergency number. While a significant business disruption could be so severe that it prevents us from remaining in business, MarshBerry Capital, Inc. never holds customer funds or securities. Therefore, our customers would never lose access to their funds and securities if the Firm could not conduct business. 

For More Information 

If you have questions about our business continuity planning, please direct written correspondence to 28601 Chagrin Blvd., Suite 400, Woodmere, Ohio 44122.